Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, KAI CHEUNG
Chinese Name of Relevant Individual
胡啟祥
HKMA Registration Number
AG2963
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVEST. PORTFOLIO CONSULTANT
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Feb 2026
Is an Executive Officer? (Yes / No)
No
Capacity
INVEST. PORTFOLIO CONSULTANT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 29 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2020 - 27 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2020 - 27 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Nov 2020 - 27 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2017 - 21 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Aug 2017 - 21 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2016 - 27 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2016 - 27 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Nov 2016 - 27 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2015 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2015 - 28 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2014 - 05 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, KAI CHEUNG
:
Chinese Name of Relevant Individual
胡啟祥
:
HKMA Registration Number
AG2963
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2026
No
INVEST. PORTFOLIO CONSULTANT
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Feb 2026
No
INVEST. PORTFOLIO CONSULTANT
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2963
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 05 Feb 2026
No
AG2963
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 05 Feb 2026
No
AG2963
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023 - 29 Dec 2025
No
AG2963
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2023 - 29 Dec 2025
No
AG2963
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Nov 2020 - 27 Dec 2022
No
AG2963
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2020 - 27 Dec 2022
No
AG2963
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Nov 2020 - 27 Dec 2022
No
AG2963
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Aug 2017 - 21 Sep 2020
No
AG2963
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Aug 2017 - 21 Sep 2020
No
AG2963
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Nov 2016 - 27 Jul 2017
No
AG2963
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Nov 2016 - 27 Jul 2017
No
AG2963
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Nov 2016 - 27 Jul 2017
No
AG2963
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Jul 2015 - 28 Sep 2016
No
AG2963
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Jul 2015 - 28 Sep 2016
No
AG2963
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Sep 2014 - 05 Jul 2015
No
AG2963
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Sep 2014 - 05 Jul 2015
No
AG2963
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Mar 2014 - 06 Jul 2014
No
AG2963
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Mar 2014 - 06 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.