Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YOUNG, WAI
Chinese Name of Relevant Individual
楊威
HKMA Registration Number
AG2968
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2022 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2022 - 02 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2020 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2020 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2014 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2014 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YOUNG, WAI
:
Chinese Name of Relevant Individual
楊威
:
HKMA Registration Number
AG2968
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2968
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Jun 2022 - 02 Aug 2023
No
AG2968
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Jun 2022 - 02 Aug 2023
No
AG2968
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
18 Jan 2020 - 29 Oct 2021
No
AG2968
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
18 Jan 2020 - 29 Oct 2021
No
AG2968
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
27 Mar 2014 - 18 Jul 2018
No
AG2968
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
27 Mar 2014 - 18 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
