Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OU YANG, KUO RUEI
Chinese Name of Relevant Individual
歐陽國瑞
HKMA Registration Number
AG2974
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
First date of engagement
15 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
Since 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2014 - 31 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2014 - 31 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
14 May 2014 - 31 May 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2014 - 13 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2014 - 13 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 Mar 2014 - 13 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OU YANG, KUO RUEI
:
Chinese Name of Relevant Individual
歐陽國瑞
:
HKMA Registration Number
AG2974
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
15 Sep 2023
No
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
CHONG HING BANK LIMITED
Type 4: advising on securities
15 Sep 2023
No
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
CHONG HING BANK LIMITED
Type 9: asset management
15 Sep 2023
No
SENIOR VICE PRESIDENT, HEAD OF DEBT CAPITAL MARKET
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2974
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 15 Sep 2023
No
AG2974
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 15 Sep 2023
No
AG2974
CHONG HING BANK LIMITED
Type 9: asset management
Since 15 Sep 2023
No
AG2974
CHONG HING BANK LIMITED
Type 1: dealing in securities
14 May 2014 - 31 May 2017
Yes
AG2974
CHONG HING BANK LIMITED
Type 4: advising on securities
14 May 2014 - 31 May 2017
Yes
AG2974
CHONG HING BANK LIMITED
Type 9: asset management
14 May 2014 - 31 May 2017
Yes
AG2974
CHONG HING BANK LIMITED
Type 1: dealing in securities
27 Mar 2014 - 13 May 2014
No
AG2974
CHONG HING BANK LIMITED
Type 4: advising on securities
27 Mar 2014 - 13 May 2014
No
AG2974
CHONG HING BANK LIMITED
Type 9: asset management
27 Mar 2014 - 13 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
