Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, WAI MING KEN
Chinese Name of Relevant Individual
譚偉明
HKMA Registration Number
AG2979
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2014 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2014 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
28 Oct 2014 - 07 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2014 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2014 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 9: asset management
Effective Period
28 Mar 2014 - 27 Oct 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, WAI MING KEN
:
Chinese Name of Relevant Individual
譚偉明
:
HKMA Registration Number
AG2979
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2014 - 07 Aug 2015
Yes
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2014 - 07 Aug 2015
Yes
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
28 Oct 2014 - 07 Aug 2015
Yes
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Mar 2014 - 27 Oct 2014
No
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Mar 2014 - 27 Oct 2014
No
AG2979
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 9: asset management
28 Mar 2014 - 27 Oct 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.