Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, QING
Chinese Name of Relevant Individual
李青
HKMA Registration Number
AG2988
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2015 - 21 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Jul 2015 - 21 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2014 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2014 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Mar 2014 - 10 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, QING
:
Chinese Name of Relevant Individual
李青
:
HKMA Registration Number
AG2988
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG2988
BARCLAYS BANK PLC
Type 1: dealing in securities
16 Jul 2015 - 21 Jan 2016
No
AG2988
BARCLAYS BANK PLC
Type 6: advising on corporate finance
16 Jul 2015 - 21 Jan 2016
No
AG2988
SOCIETE GENERALE
Type 1: dealing in securities
31 Mar 2014 - 10 Jul 2015
No
AG2988
SOCIETE GENERALE
Type 4: advising on securities
31 Mar 2014 - 10 Jul 2015
No
AG2988
SOCIETE GENERALE
Type 6: advising on corporate finance
31 Mar 2014 - 10 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.