Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, CHIN TSER GERARD
Chinese Name of Relevant Individual
陳錦哲
HKMA Registration Number
AG3001
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2014 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2014 - 30 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 29 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, CHIN TSER GERARD
:
Chinese Name of Relevant Individual
陳錦哲
:
HKMA Registration Number
AG3001
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3001
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Apr 2014 - 30 Nov 2016
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Apr 2014 - 30 Nov 2016
No
AG3001
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
05 Aug 2015 - 29 Nov 2016
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
01 Apr 2014
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
01 Apr 2014
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Apr 2014 - 30 Nov 2016
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Apr 2014 - 30 Nov 2016
No
AG3001
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
05 Aug 2015 - 29 Nov 2016
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
01 Apr 2014
No
AG3001
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
01 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.