Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HUA
Chinese Name of Relevant Individual
李驊
HKMA Registration Number
AG3012
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 31 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 31 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2017 - 31 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2017 - 31 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2017 - 26 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2017 - 26 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2015 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2014 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2014 - 05 Mar 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HUA
:
Chinese Name of Relevant Individual
李驊
:
HKMA Registration Number
AG3012
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3012
CITIBANK, N.A.
Type 1: dealing in securities
07 Sep 2017 - 31 Jul 2020
No
AG3012
CITIBANK, N.A.
Type 4: advising on securities
07 Sep 2017 - 31 Jul 2020
No
AG3012
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Sep 2017 - 31 Jul 2020
No
AG3012
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Sep 2017 - 31 Jul 2020
No
AG3012
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
20 Mar 2017 - 26 Aug 2017
No
AG3012
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
20 Mar 2017 - 26 Aug 2017
No
AG3012
BANK SINOPAC
Type 9: asset management
01 Jun 2015 - 05 Mar 2017
No
AG3012
BANK SINOPAC
Type 1: dealing in securities
01 Apr 2014 - 05 Mar 2017
No
AG3012
BANK SINOPAC
Type 4: advising on securities
01 Apr 2014 - 05 Mar 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.