Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, SIU LING
Chinese Name of Relevant Individual
邱少玲
HKMA Registration Number
AG3016
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2018 - 02 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Mar 2018 - 02 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2014 - 20 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2014 - 20 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, SIU LING
:
Chinese Name of Relevant Individual
邱少玲
:
HKMA Registration Number
AG3016
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3016
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Mar 2018 - 02 Jul 2024
No
AG3016
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Mar 2018 - 02 Jul 2024
No
AG3016
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
01 Apr 2014 - 20 Nov 2017
No
AG3016
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
01 Apr 2014 - 20 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.