Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SCHARFMAN, ADAM ZACHARY
Chinese Name of Relevant Individual
HKMA Registration Number
AG3043
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2014 - 17 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Oct 2014 - 17 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2014 - 29 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
05 Sep 2014 - 29 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2014 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2014 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Apr 2014 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SCHARFMAN, ADAM ZACHARY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3043
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3043
BNP PARIBAS
Type 1: dealing in securities
04 Oct 2014 - 17 Aug 2015
No
AG3043
BNP PARIBAS
Type 6: advising on corporate finance
04 Oct 2014 - 17 Aug 2015
No
AG3043
BNP PARIBAS
Type 1: dealing in securities
05 Sep 2014 - 29 Sep 2014
No
AG3043
BNP PARIBAS
Type 6: advising on corporate finance
05 Sep 2014 - 29 Sep 2014
No
AG3043
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2014 - 04 May 2014
No
AG3043
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Apr 2014 - 04 May 2014
No
AG3043
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Apr 2014 - 04 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.