Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AU, SHEUNG PING
Chinese Name of Relevant Individual
歐湘平
HKMA Registration Number
AG3054
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2023 - 31 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2023 - 31 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2019 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2019 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2016 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2016 - 02 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Apr 2014 - 29 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Apr 2014 - 29 Nov 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AU, SHEUNG PING
:
Chinese Name of Relevant Individual
歐湘平
:
HKMA Registration Number
AG3054
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3054
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Oct 2023 - 31 Aug 2025
No
AG3054
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Oct 2023 - 31 Aug 2025
No
AG3054
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Jan 2019 - 29 Jul 2022
No
AG3054
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Jan 2019 - 29 Jul 2022
No
AG3054
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Sep 2016 - 02 Jul 2017
No
AG3054
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Sep 2016 - 02 Jul 2017
No
AG3054
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
05 Apr 2014 - 29 Nov 2015
No
AG3054
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
05 Apr 2014 - 29 Nov 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.