Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, PUI YING
Chinese Name of Relevant Individual
杜培英
HKMA Registration Number
AG3067
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2018 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2018 - 29 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2015 - 24 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2014 - 24 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, PUI YING
:
Chinese Name of Relevant Individual
杜培英
:
HKMA Registration Number
AG3067
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3067
EFG BANK AG
Type 1: dealing in securities
02 Aug 2018 - 29 Nov 2019
No
AG3067
EFG BANK AG
Type 4: advising on securities
02 Aug 2018 - 29 Nov 2019
No
AG3067
EAST WEST BANK
Type 4: advising on securities
09 Nov 2015 - 24 Apr 2017
No
AG3067
EAST WEST BANK
Type 1: dealing in securities
08 Apr 2014 - 24 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.