Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, HIU WAI MAGGIE
Chinese Name of Relevant Individual

劉曉慧
HKMA Registration Number
AG3068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF SALES
Remarks
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Apr 2026
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF SALES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, HIU WAI MAGGIE
:
Chinese Name of Relevant Individual
劉曉慧
:
HKMA Registration Number
AG3068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
29 Apr 2026
No
HEAD OF SALES
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
29 Apr 2026
No
HEAD OF SALES