Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KISO, KENTARO
Chinese Name of Relevant Individual
HKMA Registration Number
AG3090
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2015 - 16 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Oct 2015 - 16 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2015 - 10 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Jun 2015 - 10 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2015 - 21 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 May 2015 - 21 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 May 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
31 Mar 2015 - 02 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2015 - 27 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2015 - 27 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Feb 2015 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Feb 2015 - 12 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2014 - 25 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KISO, KENTARO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3090
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Oct 2015 - 16 Oct 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Oct 2015 - 16 Oct 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Jun 2015 - 10 Jun 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
08 Jun 2015 - 10 Jun 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
20 May 2015 - 21 May 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
20 May 2015 - 21 May 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
07 May 2015 - 08 May 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
07 May 2015 - 08 May 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
31 Mar 2015 - 02 Apr 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
31 Mar 2015 - 02 Apr 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Feb 2015 - 27 Feb 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
24 Feb 2015 - 27 Feb 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Feb 2015 - 12 Feb 2015
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
10 Feb 2015 - 12 Feb 2015
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
22 Apr 2014 - 25 Apr 2014
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
22 Apr 2014 - 25 Apr 2014
No
AG3090
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Apr 2014 - 11 Apr 2014
No
AG3090
BARCLAYS BANK PLC
Type 6: advising on corporate finance
09 Apr 2014 - 11 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.