Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POH, JIN YANG JASON
Chinese Name of Relevant Individual
傅锦洋
HKMA Registration Number
AG3095
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2026 - 23 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2026 - 23 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2024 - 23 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2024 - 23 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2023 - 17 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2023 - 17 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2017 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2017 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Apr 2017 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2016 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2016 - 22 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POH, JIN YANG JASON
:
Chinese Name of Relevant Individual
傅锦洋
:
HKMA Registration Number
AG3095
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3095
UBS AG
Type 1: dealing in securities
19 May 2026 - 23 May 2026
No
AG3095
UBS AG
Type 4: advising on securities
19 May 2026 - 23 May 2026
No
AG3095
UBS AG
Type 1: dealing in securities
18 Nov 2024 - 23 Nov 2024
No
AG3095
UBS AG
Type 4: advising on securities
18 Nov 2024 - 23 Nov 2024
No
AG3095
UBS AG
Type 1: dealing in securities
17 Nov 2023 - 08 Dec 2023
No
AG3095
UBS AG
Type 4: advising on securities
17 Nov 2023 - 08 Dec 2023
No
AG3095
UBS AG
Type 1: dealing in securities
14 Feb 2023 - 17 Feb 2023
No
AG3095
UBS AG
Type 4: advising on securities
14 Feb 2023 - 17 Feb 2023
No
AG3095
UBS AG
Type 1: dealing in securities
01 Apr 2017 - 31 Aug 2020
No
AG3095
UBS AG
Type 4: advising on securities
01 Apr 2017 - 31 Aug 2020
No
AG3095
UBS AG
Type 7: providing automated trading services
01 Apr 2017 - 31 Aug 2020
No
AG3095
UBS AG
Type 1: dealing in securities
18 Apr 2016 - 22 Apr 2016
No
AG3095
UBS AG
Type 4: advising on securities
18 Apr 2016 - 22 Apr 2016
No
AG3095
UBS AG
Type 1: dealing in securities
23 Sep 2015 - 25 Sep 2015
No
AG3095
UBS AG
Type 4: advising on securities
23 Sep 2015 - 25 Sep 2015
No
AG3095
UBS AG
Type 1: dealing in securities
03 Sep 2014 - 05 Sep 2014
No
AG3095
UBS AG
Type 1: dealing in securities
10 Apr 2014 - 11 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.