Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KAM WAI
Chinese Name of Relevant Individual
黃錦威
HKMA Registration Number
AG3100
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2021 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2021 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2018 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2018 - 01 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2015 - 22 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2015 - 22 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2014 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2014 - 17 Sep 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KAM WAI
:
Chinese Name of Relevant Individual
黃錦威
:
HKMA Registration Number
AG3100
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3100
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
24 Feb 2021 - 02 Jul 2023
No
AG3100
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
24 Feb 2021 - 02 Jul 2023
No
AG3100
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Aug 2018 - 01 Dec 2019
No
AG3100
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Aug 2018 - 01 Dec 2019
No
AG3100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Oct 2015 - 22 May 2016
No
AG3100
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Oct 2015 - 22 May 2016
No
AG3100
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2014 - 17 Sep 2015
No
AG3100
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2014 - 17 Sep 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.