Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, WING MING
Chinese Name of Relevant Individual
孫永明
HKMA Registration Number
AG3102
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2022 - 04 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2022 - 04 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2021 - 23 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2021 - 23 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2020 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2020 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2020 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 12 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2018 - 12 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2018 - 07 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Feb 2018 - 07 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2014 - 01 Dec 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, WING MING
:
Chinese Name of Relevant Individual
孫永明
:
HKMA Registration Number
AG3102
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3102
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Jun 2022 - 04 Oct 2022
No
AG3102
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Jun 2022 - 04 Oct 2022
No
AG3102
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Oct 2021 - 23 Mar 2022
No
AG3102
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Oct 2021 - 23 Mar 2022
No
AG3102
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jan 2020 - 19 Sep 2021
No
AG3102
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jan 2020 - 19 Sep 2021
No
AG3102
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2020 - 19 Sep 2021
No
AG3102
DAH SING BANK, LIMITED
Type 1: dealing in securities
24 Oct 2018 - 12 Oct 2019
No
AG3102
DAH SING BANK, LIMITED
Type 4: advising on securities
24 Oct 2018 - 12 Oct 2019
No
AG3102
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
13 Feb 2018 - 07 Oct 2018
No
AG3102
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
13 Feb 2018 - 07 Oct 2018
No
AG3102
WING LUNG BANK LIMITED
Type 1: dealing in securities
11 Apr 2014 - 01 Dec 2017
No
AG3102
WING LUNG BANK LIMITED
Type 4: advising on securities
11 Apr 2014 - 01 Dec 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.