Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHIU HUNG
Chinese Name of Relevant Individual
吳釗雄
HKMA Registration Number
AG3106
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 15 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 15 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jan 2022 - 02 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2022 - 02 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2021 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2021 - 14 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2017 - 29 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2017 - 29 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2016 - 19 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2015 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Apr 2014 - 26 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHIU HUNG
:
Chinese Name of Relevant Individual
吳釗雄
:
HKMA Registration Number
AG3106
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
15 Mar 2025
No
SALES, BUSINESS ACCOUNT ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
15 Mar 2025
No
SALES, BUSINESS ACCOUNT ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3106
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 15 Mar 2025
No
AG3106
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 15 Mar 2025
No
AG3106
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Jan 2022 - 02 Mar 2025
No
AG3106
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Jan 2022 - 02 Mar 2025
No
AG3106
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2021 - 14 Nov 2021
No
AG3106
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2021 - 14 Nov 2021
No
AG3106
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Dec 2017 - 29 Nov 2020
No
AG3106
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Dec 2017 - 29 Nov 2020
No
AG3106
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Jul 2016 - 19 Jan 2017
No
AG3106
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Nov 2015 - 26 Jun 2016
No
AG3106
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Apr 2014 - 26 Jun 2016
No
AG3106
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Apr 2014 - 26 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.