Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAM, FAI HUNG
Chinese Name of Relevant Individual
岑暉雄
HKMA Registration Number
AG3124
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 08 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2014 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2014 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Apr 2014 - 02 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAM, FAI HUNG
:
Chinese Name of Relevant Individual
岑暉雄
:
HKMA Registration Number
AG3124
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3124
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2015 - 08 May 2015
No
AG3124
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2015 - 08 May 2015
No
AG3124
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2014 - 02 Nov 2014
No
AG3124
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Apr 2014 - 02 Nov 2014
No
AG3124
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Apr 2014 - 02 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.