Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, SZE YIU
Chinese Name of Relevant Individual
簡思瑤
HKMA Registration Number
AG3128
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2014 - 10 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Apr 2014 - 11 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2016 - 15 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, SZE YIU
:
Chinese Name of Relevant Individual
簡思瑤
:
HKMA Registration Number
AG3128
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3128
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Apr 2014 - 10 Oct 2016
No
AG3128
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Apr 2014 - 11 Sep 2016
No
AG3128
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Mar 2016 - 15 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.