Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAO, XIAOGUANG
Chinese Name of Relevant Individual
趙晓光
HKMA Registration Number
AG3130
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2019 - 19 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2019 - 07 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2018 - 24 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2017 - 14 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2017 - 16 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2017 - 11 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2016 - 10 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2014 - 21 Jan 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAO, XIAOGUANG
:
Chinese Name of Relevant Individual
趙晓光
:
HKMA Registration Number
AG3130
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
08 May 2019 - 19 May 2019
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
02 Apr 2019 - 07 Apr 2019
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
21 Mar 2018 - 24 Mar 2018
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
10 Nov 2017 - 14 Nov 2017
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jun 2017 - 16 Jun 2017
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
08 Mar 2017 - 11 Mar 2017
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
03 Sep 2016 - 10 Sep 2016
No
AG3130
BARCLAYS BANK PLC
Type 4: advising on securities
14 Apr 2014 - 21 Jan 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.