Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA MAN
Chinese Name of Relevant Individual
陳家敏
HKMA Registration Number
AG3166
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2024 - 26 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2024 - 26 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2024 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2024 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Mar 2024 - 16 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Mar 2024 - 16 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2021 - 31 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2017 - 27 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2017 - 27 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2015 - 04 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2015 - 04 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2014 - 03 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA MAN
:
Chinese Name of Relevant Individual
陳家敏
:
HKMA Registration Number
AG3166
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3166
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Nov 2024 - 26 Jan 2025
No
AG3166
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Nov 2024 - 26 Jan 2025
No
AG3166
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2024 - 25 Aug 2024
No
AG3166
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2024 - 25 Aug 2024
No
AG3166
HANG SENG BANK, LIMITED
Type 1: dealing in securities
04 Mar 2024 - 16 Jun 2024
No
AG3166
HANG SENG BANK, LIMITED
Type 4: advising on securities
04 Mar 2024 - 16 Jun 2024
No
AG3166
CITIBANK, N.A.
Type 1: dealing in securities
23 Oct 2021 - 31 Mar 2022
No
AG3166
CITIBANK, N.A.
Type 4: advising on securities
23 Oct 2021 - 31 Mar 2022
No
AG3166
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Oct 2021 - 31 Mar 2022
No
AG3166
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Oct 2021 - 31 Mar 2022
No
AG3166
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Jul 2017 - 27 Jul 2021
No
AG3166
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Jul 2017 - 27 Jul 2021
No
AG3166
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 May 2015 - 04 Jan 2016
No
AG3166
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 May 2015 - 04 Jan 2016
No
AG3166
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Apr 2014 - 03 May 2015
No
AG3166
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Apr 2014 - 03 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.