Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YUE HIM KEVIN
Chinese Name of Relevant Individual
何汝謙
HKMA Registration Number
AG3181
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Feb 2017
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2016 - 10 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Sep 2015 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2015 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YUE HIM KEVIN
:
Chinese Name of Relevant Individual
何汝謙
:
HKMA Registration Number
AG3181
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
28 Feb 2017
No
MANAGER
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021
No
MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3181
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 01 Apr 2021
No
AG3181
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 28 Feb 2017
No
AG3181
UBS AG
Type 1: dealing in securities
17 Oct 2016 - 10 Feb 2017
No
AG3181
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
26 Sep 2015 - 14 Oct 2016
No
AG3181
MORGAN STANLEY ASIA INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Aug 2015 - 14 Oct 2016
No
AG3181
CITIBANK, N.A.
Type 1: dealing in securities
22 Apr 2014 - 17 Jul 2015
No
AG3181
CITIBANK, N.A.
Type 4: advising on securities
22 Apr 2014 - 17 Jul 2015
No
AG3181
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Apr 2014 - 17 Jul 2015
No
AG3181
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
22 Apr 2014 - 17 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.