Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUI
Chinese Name of Relevant Individual
陳銳
HKMA Registration Number
AG3196
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING LUNG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2016 - 24 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2016 - 24 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2014 - 17 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUI
:
Chinese Name of Relevant Individual
陳銳
:
HKMA Registration Number
AG3196
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3196
WING LUNG BANK, LIMITED
Type 1: dealing in securities
29 Nov 2016 - 24 Sep 2018
No
AG3196
WING LUNG BANK, LIMITED
Type 4: advising on securities
29 Nov 2016 - 24 Sep 2018
No
AG3196
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Apr 2014 - 17 Jul 2015
No
AG3196
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Apr 2014 - 17 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.