Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, MAN YI DILYS
Chinese Name of Relevant Individual
伍文懿
HKMA Registration Number
AG3216
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS - TREASURY
Remarks
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Dec 2021
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS - TREASURY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
SFC CE number
AGN963
Business Address
G/F (SHOP B), 11/F, 20/F, 22/F, 23/F & 36/F, EVERBRIGHT CENTRE, 108 GLOUCESTER ROAD, WANCHAI, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2021 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2021 - 16 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2014 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2014 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
24 Apr 2014 - 20 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, MAN YI DILYS
:
Chinese Name of Relevant Individual
伍文懿
:
HKMA Registration Number
AG3216
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
30 Dec 2021
No
FINANCIAL MARKETS - TREASURY
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
30 Dec 2021
No
FINANCIAL MARKETS - TREASURY
Name of Registered Institution
SFC CE number
Business Address
CHINA EVERBRIGHT BANK CO., LTD.
AGN963
G/F (SHOP B), 11/F, 20/F, 22/F, 23/F & 36/F, EVERBRIGHT CENTRE, 108 GLOUCESTER ROAD, WANCHAI, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3216
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
Since 30 Dec 2021
No
AG3216
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
Since 30 Dec 2021
No
AG3216
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
20 Apr 2021 - 16 Dec 2021
No
AG3216
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
20 Apr 2021 - 16 Dec 2021
No
AG3216
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 20 Sep 2019
No
AG3216
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 20 Sep 2019
No
AG3216
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Apr 2014 - 20 Sep 2019
No
AG3216
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Apr 2014 - 20 Sep 2019
No
AG3216
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
24 Apr 2014 - 20 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.