Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, LI YI
Chinese Name of Relevant Individual
袁豊翊
HKMA Registration Number
AG3229
Other HKMA Registration Number(s)
AF8585
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2021 - 31 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2021 - 31 May 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2020 - 15 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2020 - 15 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 16 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 16 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2015 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2015 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2014 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2014 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
25 Apr 2014 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 11 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2013 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2013 - 08 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, LI YI
:
Chinese Name of Relevant Individual
袁豊翊
:
HKMA Registration Number
AG3229
:
Other HKMA Registration Number(s)
AF8585
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3229
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
16 Apr 2021 - 31 May 2023
Yes
AG3229
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
16 Apr 2021 - 31 May 2023
Yes
AG3229
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
03 Aug 2020 - 15 Apr 2021
No
AG3229
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
03 Aug 2020 - 15 Apr 2021
No
AG3229
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 16 Jul 2018
No
AG3229
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 16 Jul 2018
No
AG3229
ABN AMRO BANK N.V.
Type 1: dealing in securities
05 Nov 2015 - 30 Apr 2017
Yes
AG3229
ABN AMRO BANK N.V.
Type 4: advising on securities
05 Nov 2015 - 30 Apr 2017
Yes
AG3229
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 Apr 2014 - 04 Nov 2015
No
AG3229
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Apr 2014 - 04 Nov 2015
No
AG3229
ABN AMRO BANK N.V.
Type 9: asset management
25 Apr 2014 - 18 May 2014
No
AF8585
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2013 - 11 Apr 2014
No
AF8585
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Jul 2013 - 11 Apr 2014
No
AF8585
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jan 2013 - 08 Jul 2013
No
AF8585
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jan 2013 - 08 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.