Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MUNG YING
Chinese Name of Relevant Individual
劉夢凝
HKMA Registration Number
AG3235
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
30 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SALES
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
30 Jun 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INSURANCE SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 30 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2020 - 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2020 - 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2014 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2014 - 25 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MUNG YING
:
Chinese Name of Relevant Individual
劉夢凝
:
HKMA Registration Number
AG3235
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
30 Jun 2023
No
INSURANCE SALES
DAH SING BANK, LIMITED
Type 4: advising on securities
30 Jun 2023
No
INSURANCE SALES
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3235
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 30 Jun 2023
No
AG3235
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 30 Jun 2023
No
AG3235
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
27 May 2020 - 24 Jun 2023
No
AG3235
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
27 May 2020 - 24 Jun 2023
No
AG3235
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Apr 2014 - 25 Jul 2018
No
AG3235
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Apr 2014 - 25 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.