Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, KAI PONG
Chinese Name of Relevant Individual
鍾啓邦
HKMA Registration Number
AG3240
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MGR, PW
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 27 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 27 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2023 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2023 - 22 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2021 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2021 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2021 - 21 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2021 - 21 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2015 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2015 - 20 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
08 Sep 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2014 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2014 - 14 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, KAI PONG
:
Chinese Name of Relevant Individual
鍾啓邦
:
HKMA Registration Number
AG3240
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Sep 2025
No
RELATIONSHIP MGR, PW
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Sep 2025
No
RELATIONSHIP MGR, PW
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3240
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 27 Sep 2025
No
AG3240
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 27 Sep 2025
No
AG3240
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Apr 2023 - 22 Aug 2025
No
AG3240
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Apr 2023 - 22 Aug 2025
No
AG3240
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Oct 2021 - 28 Feb 2023
No
AG3240
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Oct 2021 - 28 Feb 2023
No
AG3240
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Jan 2021 - 21 Aug 2021
No
AG3240
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Jan 2021 - 21 Aug 2021
No
AG3240
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2015 - 20 Nov 2020
No
AG3240
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2015 - 20 Nov 2020
No
AG3240
HANG SENG BANK, LIMITED
Type 1: dealing in securities
08 Sep 2014 - 11 Jun 2015
No
AG3240
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
08 Sep 2014 - 11 Jun 2015
No
AG3240
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Apr 2014 - 14 Jul 2014
No
AG3240
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Apr 2014 - 14 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.