Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, WING MAN
Chinese Name of Relevant Individual
羅詠文
HKMA Registration Number
AG3266
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jan 2015 - 04 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2015 - 04 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2014 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2014 - 02 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, WING MAN
:
Chinese Name of Relevant Individual
羅詠文
:
HKMA Registration Number
AG3266
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3266
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
22 Sep 2016 - 18 Jan 2017
No
AG3266
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
22 Sep 2016 - 18 Jan 2017
No
AG3266
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 Jan 2015 - 04 Sep 2015
No
AG3266
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 Jan 2015 - 04 Sep 2015
No
AG3266
CHONG HING BANK LIMITED
Type 1: dealing in securities
29 Apr 2014 - 02 Dec 2014
No
AG3266
CHONG HING BANK LIMITED
Type 4: advising on securities
29 Apr 2014 - 02 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.