Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
HUANG, YAN
Chinese Name of Relevant Individual

黃焰
HKMA Registration Number
AG3285
Other HKMA Registration Number(s)
AD2547
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Feb 2007
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
HUANG, YAN
:
Chinese Name of Relevant Individual
黃焰
:
HKMA Registration Number
AG3285
:
Other HKMA Registration Number(s)
AD2547
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
09 Feb 2007
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
01 May 2014
No
CLIENT ADVISOR WM