Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHUEN FAT CHARLES
Chinese Name of Relevant Individual
林傳發
HKMA Registration Number
AG3295
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2021 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2021 - 03 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2015 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2014 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2014 - 31 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHUEN FAT CHARLES
:
Chinese Name of Relevant Individual
林傳發
:
HKMA Registration Number
AG3295
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3295
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
03 May 2021 - 03 Dec 2021
No
AG3295
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
03 May 2021 - 03 Dec 2021
No
AG3295
BANK OF MONTREAL
Type 1: dealing in securities
24 Sep 2015 - 30 Apr 2021
No
AG3295
BANK OF MONTREAL
Type 4: advising on securities
24 Sep 2015 - 30 Apr 2021
No
AG3295
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 1: dealing in securities
01 May 2014 - 31 May 2015
No
AG3295
EDMOND DE ROTHSCHILD (SUISSE) S.A.
Type 4: advising on securities
01 May 2014 - 31 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.