Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KLENK, YVES TIMOTHEE JOSEPH
Chinese Name of Relevant Individual
HKMA Registration Number
AG3299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
13 Jun 2017 - 31 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2017 - 31 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2017 - 31 Aug 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2016 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2016 - 26 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2014 - 17 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2014 - 17 Jun 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KLENK, YVES TIMOTHEE JOSEPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3299
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
13 Jun 2017 - 31 Aug 2025
Yes
AG3299
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
27 Jan 2017 - 31 Aug 2025
Yes
AG3299
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
27 Jan 2017 - 31 Aug 2025
Yes
AG3299
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
11 Aug 2016 - 26 Jan 2017
No
AG3299
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
11 Aug 2016 - 26 Jan 2017
No
AG3299
UBS AG
Type 1: dealing in securities
03 May 2014 - 17 Jun 2016
No
AG3299
UBS AG
Type 4: advising on securities
03 May 2014 - 17 Jun 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.