Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUI, PUI YEE
Chinese Name of Relevant Individual
呂佩怡
HKMA Registration Number
AG3341
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2014 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2014 - 10 Apr 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUI, PUI YEE
:
Chinese Name of Relevant Individual
呂佩怡
:
HKMA Registration Number
AG3341
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3341
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 10 Apr 2023
No
AG3341
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 10 Apr 2023
No
AG3341
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2014 - 10 Apr 2023
No
AG3341
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 May 2014 - 10 Apr 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.