Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, ANDY
Chinese Name of Relevant Individual
何耀生
HKMA Registration Number
AG3344
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2015 - 18 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2014 - 11 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2014 - 11 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, ANDY
:
Chinese Name of Relevant Individual
何耀生
:
HKMA Registration Number
AG3344
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3344
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2015 - 18 Apr 2022
No
AG3344
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2015 - 18 Apr 2022
No
AG3344
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 May 2014 - 11 Mar 2015
No
AG3344
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
10 May 2014 - 11 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.