Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QUEK, TRICIA LI-JIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG3376
Other HKMA Registration Number(s)
AF3267
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2025 - 09 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2025 - 09 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jan 2025 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2025 - 15 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2024 - 08 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2024 - 08 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2017 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2017 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2014 - 14 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2012 - 18 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2012 - 24 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2012 - 13 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2011 - 18 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2011 - 27 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2011 - 14 Oct 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QUEK, TRICIA LI-JIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3376
:
Other HKMA Registration Number(s)
AF3267
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Oct 2025 - 09 Oct 2025
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Oct 2025 - 09 Oct 2025
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 Jan 2025 - 15 Jan 2025
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
13 Jan 2025 - 15 Jan 2025
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Aug 2024 - 08 Aug 2024
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Aug 2024 - 08 Aug 2024
No
AG3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Aug 2017 - 28 Feb 2022
No
AG3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
30 Aug 2017 - 28 Feb 2022
No
AG3376
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
13 May 2014 - 14 May 2014
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Apr 2012 - 18 Oct 2012
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Feb 2012 - 24 Feb 2012
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jan 2012 - 13 Jan 2012
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Nov 2011 - 18 Nov 2011
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Oct 2011 - 27 Oct 2011
No
AF3267
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Oct 2011 - 14 Oct 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.