Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIANG, ANNIE PHOEBE
Chinese Name of Relevant Individual
梁曉瑜
HKMA Registration Number
AG3417
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2017 - 28 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2017 - 28 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2014 - 01 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2014 - 01 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
17 May 2014 - 01 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIANG, ANNIE PHOEBE
:
Chinese Name of Relevant Individual
梁曉瑜
:
HKMA Registration Number
AG3417
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3417
UBS AG
Type 1: dealing in securities
04 Jan 2017 - 28 Apr 2017
No
AG3417
UBS AG
Type 4: advising on securities
04 Jan 2017 - 28 Apr 2017
No
AG3417
UBS AG
Type 1: dealing in securities
17 May 2014 - 01 Nov 2016
No
AG3417
UBS AG
Type 4: advising on securities
17 May 2014 - 01 Nov 2016
No
AG3417
UBS AG
Type 9: asset management
17 May 2014 - 01 Nov 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.