Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, MEI SHAN
Chinese Name of Relevant Individual
李美珊
HKMA Registration Number
AG3428
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2018 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2018 - 12 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2014 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2014 - 17 Jun 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, MEI SHAN
:
Chinese Name of Relevant Individual
李美珊
:
HKMA Registration Number
AG3428
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3428
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2018 - 12 Aug 2018
No
AG3428
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2018 - 12 Aug 2018
No
AG3428
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 May 2014 - 17 Jun 2015
No
AG3428
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 May 2014 - 17 Jun 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.