Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, RUOYI
Chinese Name of Relevant Individual
馬若怡
HKMA Registration Number
AG3453
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
DIRECTOR, CORPORATE FINANCE
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
DIRECTOR, CORPORATE FINANCE
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
19 Aug 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
DIRECTOR, CORPORATE FINANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SOCIETE GENERALE
SFC CE number
AAL252
Business Address
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
SOCIETE GENERALE
Effective Date
10 Dec 2020
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 10 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 10 Dec 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2017 - 09 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 09 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Aug 2017 - 09 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2016 - 26 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jun 2016 - 26 Apr 2017
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2015 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Dec 2015 - 26 Jul 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2014 - 02 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 May 2014 - 02 Dec 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, RUOYI
:
Chinese Name of Relevant Individual
馬若怡
:
HKMA Registration Number
AG3453
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 1: dealing in securities
19 Aug 2017
Yes
DIRECTOR, CORPORATE FINANCE
SOCIETE GENERALE
Type 4: advising on securities
19 Aug 2017
Yes
DIRECTOR, CORPORATE FINANCE
SOCIETE GENERALE
Type 6: advising on corporate finance
19 Aug 2017
Yes
DIRECTOR, CORPORATE FINANCE
Name of Registered Institution
SFC CE number
Business Address
SOCIETE GENERALE
AAL252
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Registered Institution
Effective Date
Description
SOCIETE GENERALE
1
10 Dec 2020
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3453
SOCIETE GENERALE
Type 1: dealing in securities
Since 10 Dec 2020
Yes
AG3453
SOCIETE GENERALE
Type 4: advising on securities
Since 10 Dec 2020
Yes
AG3453
SOCIETE GENERALE
Type 6: advising on corporate finance
Since 10 Dec 2020
Yes
AG3453
SOCIETE GENERALE
Type 1: dealing in securities
19 Aug 2017 - 09 Dec 2020
No
AG3453
SOCIETE GENERALE
Type 4: advising on securities
19 Aug 2017 - 09 Dec 2020
No
AG3453
SOCIETE GENERALE
Type 6: advising on corporate finance
19 Aug 2017 - 09 Dec 2020
No
AG3453
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Jun 2016 - 26 Apr 2017
Yes
AG3453
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
21 Jun 2016 - 26 Apr 2017
Yes
AG3453
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2015 - 26 Jul 2016
Yes
AG3453
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
03 Dec 2015 - 26 Jul 2016
Yes
AG3453
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 1: dealing in securities
21 May 2014 - 02 Dec 2015
No
AG3453
RBC CAPITAL MARKETS (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 May 2014 - 02 Dec 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.