Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STALDER, PHILIPP MICHAEL
Chinese Name of Relevant Individual
HKMA Registration Number
AG3454
Other HKMA Registration Number(s)
AF2367
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
18 Jun 2014 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
18 Jun 2014 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2014 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2014 - 23 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2012 - 21 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2011 - 21 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STALDER, PHILIPP MICHAEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3454
:
Other HKMA Registration Number(s)
AF2367
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3454
LGT BANK AG
Type 2: dealing in futures contracts
18 Jun 2014 - 23 Jan 2026
No
AG3454
LGT BANK AG
Type 5: advising on futures contracts
18 Jun 2014 - 23 Jan 2026
No
AG3454
LGT BANK AG
Type 1: dealing in securities
21 May 2014 - 23 Jan 2026
No
AG3454
LGT BANK AG
Type 4: advising on securities
21 May 2014 - 23 Jan 2026
No
AF2367
LGT BANK AG
Type 4: advising on securities
01 Mar 2012 - 21 May 2014
No
AF2367
LGT BANK AG
Type 1: dealing in securities
10 Aug 2011 - 21 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.