Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSENG, HSIEN HSU
Chinese Name of Relevant Individual
曾賢序
HKMA Registration Number
AG3479
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2018 - 31 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2014 - 16 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2014 - 16 May 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSENG, HSIEN HSU
:
Chinese Name of Relevant Individual
曾賢序
:
HKMA Registration Number
AG3479
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3479
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jan 2018 - 31 Mar 2019
No
AG3479
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jan 2018 - 31 Mar 2019
No
AG3479
UBS AG
Type 1: dealing in securities
23 May 2014 - 16 May 2016
No
AG3479
UBS AG
Type 4: advising on securities
23 May 2014 - 16 May 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.