Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, MAN LOK
Chinese Name of Relevant Individual
李文諾
HKMA Registration Number
AG3482
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2014 - 07 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2014 - 07 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 May 2014 - 07 Jan 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, MAN LOK
:
Chinese Name of Relevant Individual
李文諾
:
HKMA Registration Number
AG3482
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3482
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 May 2014 - 07 Jan 2015
No
AG3482
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 May 2014 - 07 Jan 2015
No
AG3482
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 May 2014 - 07 Jan 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.