Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAW, YUK YU
Chinese Name of Relevant Individual

羅玉如
HKMA Registration Number
AG3484
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
23 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, YUK YU
:
Chinese Name of Relevant Individual
羅玉如
:
HKMA Registration Number
AG3484
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
23 May 2014
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
23 May 2014
No
ASSISTANT MANAGER, WEALTH & PERSONAL BANKING