Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, MIU YUNG
Chinese Name of Relevant Individual
郭妙榕
HKMA Registration Number
AG3487
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2016 - 23 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2015 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 May 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 May 2014 - 30 Apr 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, MIU YUNG
:
Chinese Name of Relevant Individual
郭妙榕
:
HKMA Registration Number
AG3487
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3487
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
09 Apr 2016 - 23 Aug 2016
No
AG3487
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
26 Jun 2015 - 04 Feb 2016
No
AG3487
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
26 Jun 2015 - 04 Feb 2016
No
AG3487
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 May 2014 - 30 Apr 2015
No
AG3487
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 May 2014 - 30 Apr 2015
No
AG3487
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 May 2014 - 30 Apr 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.