Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, THEODORE HAW HUEI
Chinese Name of Relevant Individual
林浩輝
HKMA Registration Number
AG3504
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2017 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2014 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2014 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 May 2014 - 06 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, THEODORE HAW HUEI
:
Chinese Name of Relevant Individual
林浩輝
:
HKMA Registration Number
AG3504
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3504
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
14 Mar 2017 - 06 Mar 2018
No
AG3504
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
24 May 2014 - 06 Mar 2018
No
AG3504
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
24 May 2014 - 06 Mar 2018
No
AG3504
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
24 May 2014 - 06 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.