Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANGER, DANIEL MARTIN
Chinese Name of Relevant Individual
HKMA Registration Number
AG3529
Other HKMA Registration Number(s)
AF6700
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
17 Sep 2020 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
17 Sep 2020 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2014 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2014 - 29 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 May 2014 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 May 2014 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2012 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2012 - 29 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANGER, DANIEL MARTIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AG3529
:
Other HKMA Registration Number(s)
AF6700
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3529
LGT BANK AG
Type 2: dealing in futures contracts
17 Sep 2020 - 29 Dec 2023
No
AG3529
LGT BANK AG
Type 5: advising on futures contracts
17 Sep 2020 - 29 Dec 2023
No
AG3529
LGT BANK AG
Type 1: dealing in securities
29 May 2014 - 29 Dec 2023
No
AG3529
LGT BANK AG
Type 4: advising on securities
29 May 2014 - 29 Dec 2023
No
AG3529
LGT BANK AG
Type 2: dealing in futures contracts
28 May 2014 - 16 Sep 2020
Yes
AG3529
LGT BANK AG
Type 5: advising on futures contracts
28 May 2014 - 16 Sep 2020
Yes
AF6700
LGT BANK AG
Type 4: advising on securities
03 Aug 2012 - 29 May 2014
No
AF6700
LGT BANK AG
Type 1: dealing in securities
01 Aug 2012 - 29 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
