Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, BOK LIK
Chinese Name of Relevant Individual
麥鎛讈
HKMA Registration Number
AG3541
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Jan 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2020 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2020 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2019 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2019 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2019 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2019 - 08 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2016 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2015 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2015 - 29 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2014 - 13 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2014 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, BOK LIK
:
Chinese Name of Relevant Individual
麥鎛讈
:
HKMA Registration Number
AG3541
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2022
No
SENIOR RELATIONSHIP MANAGER
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2022
No
SENIOR RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3541
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Jan 2022
No
AG3541
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Jan 2022
No
AG3541
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2020 - 10 Dec 2021
No
AG3541
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2020 - 10 Dec 2021
No
AG3541
DAH SING BANK, LIMITED
Type 1: dealing in securities
19 Sep 2019 - 31 Aug 2020
No
AG3541
DAH SING BANK, LIMITED
Type 4: advising on securities
19 Sep 2019 - 31 Aug 2020
No
AG3541
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2019 - 08 Sep 2019
No
AG3541
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2019 - 08 Sep 2019
No
AG3541
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jan 2016 - 15 Mar 2019
No
AG3541
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jan 2016 - 15 Mar 2019
No
AG3541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jul 2015 - 29 Dec 2015
No
AG3541
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jul 2015 - 29 Dec 2015
No
AG3541
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jul 2014 - 13 Jul 2015
No
AG3541
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jul 2014 - 13 Jul 2015
No
AG3541
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 May 2014 - 25 Jun 2014
No
AG3541
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 May 2014 - 25 Jun 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.