Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHAN, ERWEI
Chinese Name of Relevant Individual
詹尔為
HKMA Registration Number
AG3549
Other HKMA Registration Number(s)
AF9759
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
29 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
29 May 2014
Is an Executive Officer? (Yes / No)
No
Capacity
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK LTD.
SFC CE number
AAC212
Business Address
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 29 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 May 2014 - 22 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 May 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 May 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
13 May 2013 - 28 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHAN, ERWEI
:
Chinese Name of Relevant Individual
詹尔為
:
HKMA Registration Number
AG3549
:
Other HKMA Registration Number(s)
AF9759
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK LTD.
Type 1: dealing in securities
29 May 2014
No
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 4: advising on securities
29 May 2014
No
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
DBS BANK LTD.
Type 6: advising on corporate finance
29 May 2014
No
SPECIALIST, FIXED INCOME ORIGINATION, GLOBAL FINANCIAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
DBS BANK LTD.
AAC212
G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3549
DBS BANK LTD.
Type 1: dealing in securities
Since 29 May 2014
No
AG3549
DBS BANK LTD.
Type 4: advising on securities
Since 29 May 2014
No
AG3549
DBS BANK LTD.
Type 6: advising on corporate finance
Since 29 May 2014
No
AG3549
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2014 - 22 Sep 2014
No
AG3549
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 May 2014 - 22 Sep 2014
No
AG3549
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
29 May 2014 - 22 Sep 2014
No
AF9759
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 May 2013 - 28 Mar 2014
No
AF9759
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 May 2013 - 28 Mar 2014
No
AF9759
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
13 May 2013 - 28 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.