Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, CHUN FAI
Chinese Name of Relevant Individual
周俊輝
HKMA Registration Number
AG3555
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2020 - 03 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2020 - 03 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2018 - 05 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2018 - 05 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2018 - 29 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2018 - 29 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2017 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Jan 2017 - 14 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2014 - 19 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2014 - 19 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2014 - 06 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2014 - 06 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, CHUN FAI
:
Chinese Name of Relevant Individual
周俊輝
:
HKMA Registration Number
AG3555
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3555
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
23 Jan 2020 - 03 May 2020
No
AG3555
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
23 Jan 2020 - 03 May 2020
No
AG3555
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Sep 2018 - 05 Jan 2020
No
AG3555
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Sep 2018 - 05 Jan 2020
No
AG3555
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Feb 2018 - 29 Jul 2018
No
AG3555
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Feb 2018 - 29 Jul 2018
No
AG3555
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
18 Nov 2017 - 28 Jan 2018
No
AG3555
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
18 Nov 2017 - 28 Jan 2018
No
AG3555
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Jan 2017 - 14 Jul 2017
No
AG3555
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Jan 2017 - 14 Jul 2017
No
AG3555
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Jan 2017 - 14 Jul 2017
No
AG3555
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Jul 2014 - 19 Nov 2016
No
AG3555
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Jul 2014 - 19 Nov 2016
No
AG3555
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 May 2014 - 06 Jul 2014
No
AG3555
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 May 2014 - 06 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
