Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SAU WAI SYLVIA
Chinese Name of Relevant Individual
吳秀慧
HKMA Registration Number
AG3578
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE VICE PRESIDENT, HEAD OF PERSONAL BANKING DIVISION
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Nov 2020
Is an Executive Officer? (Yes / No)
Yes
Capacity
EXECUTIVE VICE PRESIDENT, HEAD OF PERSONAL BANKING DIVISION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jul 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2020 - 17 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2020 - 17 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2017 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jul 2017 - 27 Sep 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2014 - 18 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2014 - 18 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SAU WAI SYLVIA
:
Chinese Name of Relevant Individual
吳秀慧
:
HKMA Registration Number
AG3578
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Nov 2020
Yes
EXECUTIVE VICE PRESIDENT, HEAD OF PERSONAL BANKING DIVISION
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Nov 2020
Yes
EXECUTIVE VICE PRESIDENT, HEAD OF PERSONAL BANKING DIVISION
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3578
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 18 Jul 2022
Yes
AG3578
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 18 Jul 2022
Yes
AG3578
CHONG HING BANK LIMITED
Type 1: dealing in securities
10 Nov 2020 - 17 Jul 2022
No
AG3578
CHONG HING BANK LIMITED
Type 4: advising on securities
10 Nov 2020 - 17 Jul 2022
No
AG3578
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
19 Jul 2017 - 27 Sep 2020
Yes
AG3578
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
19 Jul 2017 - 27 Sep 2020
Yes
AG3578
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
31 May 2014 - 18 Jul 2017
No
AG3578
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
31 May 2014 - 18 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.