Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, HAO
Chinese Name of Relevant Individual
袁灝
HKMA Registration Number
AG3581
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2019 - 01 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2019 - 01 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2014 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2014 - 18 May 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, HAO
:
Chinese Name of Relevant Individual
袁灝
:
HKMA Registration Number
AG3581
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3581
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
06 Aug 2019 - 01 Aug 2020
No
AG3581
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
06 Aug 2019 - 01 Aug 2020
No
AG3581
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2014 - 18 May 2017
No
AG3581
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2014 - 18 May 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.