Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUK, SIU LUN
Chinese Name of Relevant Individual
陸紹麟
HKMA Registration Number
AG3583
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2016 - 30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2016 - 30 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2015 - 31 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2014 - 30 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2014 - 30 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUK, SIU LUN
:
Chinese Name of Relevant Individual
陸紹麟
:
HKMA Registration Number
AG3583
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG3583
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Apr 2016 - 30 May 2016
No
AG3583
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Apr 2016 - 30 May 2016
No
AG3583
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2015 - 31 Aug 2015
No
AG3583
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2015 - 31 Aug 2015
No
AG3583
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 May 2014 - 30 Dec 2014
No
AG3583
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2014 - 30 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.